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v2.1

Cancellation

Number:92043943Filing Date:12/02/2004
Status:TerminatedStatus Date:05/12/2005
General Contact Number:571-272-8500
Interlocutory Attorney:PETER W CATALDO
Paralegal Name:ROCHELLE L ADAMS
Defendant
Name:Southwest Securities Group, Inc.
Correspondence:Southwest Securities Group, Inc.
1201 Elm Street, Suite 3500
Dallas, TX 75270
UNITED STATES

 
Serial #:75117106Application FileAssignmentRegistration #:2184588
Application Status: Cancelled - Section 18
Mark: SOVEREIGN SECURITIES
Plaintiff
Name:SOVEREIGN BANK
Correspondence:JOHN L. WELCH
FOLEY HOAG LLP
155 SCAPORT BOULEVARD
BOSTON, MA 02210
UNITED STATES

 
Mark: NO MARK CITED
Prosecution History
#DateHistory TextDue Date
705/12/2005TERMINATED
605/12/2005COMM'RS ORDER CANCELLING REGISTRATION
504/14/2005BOARD'S DECISION: GRANTED
402/14/2005NOTICE OF DEFAULT
312/02/2004PENDING, INSTITUTED
212/02/2004NOTICE AND TRIAL DATES SENT; ANSWER DUE:01/11/2005
112/02/2004FILED AND FEE
Results as of 10/21/2021 09:34 PM
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