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v2.5.0

Cancellation

Defendant
Name:	Global Institute of Financial Professionals
Correspondence:	NANCY MERTZEL MERTZEL LAW 5 PENN PLAZA, 19TH FLOOR NEW YORK, NY 10001 UNITED STATES nancy@mertzel-law.com, docketing@mertzel-law.com

Serial #:	88794109	Application File	Assignment	Registration #:	6323648
Application Status:	CANCELLED - SECTION 7
Mark:	ACFRM

Plaintiff
Name:	Global Association of Risk Professionals, Inc.
Correspondence:	GLENN S. BACAL BACAL LAW GROUP, P.C. 6991 EAST CAMELBACK ROAD, SUITE D-102 SCOTTSDALE, AZ 85251 UNITED STATES glenn.bacal@bacalgroup.com, kris.haley@bacalgroup.com Phone: 480-245-6233

Serial #:	78644685	Application File	Assignment	Registration #:	3164864
Application Status:	REGISTERED AND RENEWED
Mark:	FRM


Serial #:	85807720	Application File	Assignment	Registration #:	4387439
Application Status:	REGISTERED AND RENEWED
Mark:	FRM


Serial #:	85807940	Application File	Assignment	Registration #:	4399112
Application Status:	REGISTERED AND RENEWED
Mark:	FRM

Prosecution History
#	Date	History Text	Due Date
19	05/19/2023	TERMINATED
18	05/19/2023	COMMR ORDER CANCELLING REG
17	05/19/2023	BD DECISION: CAN DENIED W/O PREJ
16	05/17/2023	VOLUNTARY SURRENDER OF REGISTRATION
15	05/16/2023	D CHANGE OF CORRESP ADDRESS
14	11/12/2022	SUSP PEND DISP OF CIVIL ACTION
13	11/11/2022	P RESP TO BD ORDER/INQUIRY
12	11/10/2022	RESPONSE DUE 30 DAYS (DUE DATE)	12/10/2022
11	11/09/2021	SUSP PEND DISP OF CIVIL ACTION
10	11/09/2021	P MOT TO SUSP PEND DISP CIV ACT W/ CONSENT
9	10/14/2021	TRIAL DATES RESET
8	09/13/2021	D CHANGE OF CORRESP ADDRESS
7	09/10/2021	DEF ALLOWED TWENTY DAYS TO RESPOND
6	06/30/2021	D RESP TO BD ORDER/INQUIRY / ANSWER
5	06/30/2021	D APPEARANCE / POWER OF ATTORNEY
4	06/12/2021	NOTICE OF DEFAULT
3	04/22/2021	INSTITUTED
2	04/22/2021	NOTICE AND TRIAL DATES SENT; ANSWER DUE:	06/01/2021
1	04/22/2021	FILED AND FEE