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Cancellation

Number:92052478Filing Date:05/20/2010
Status:TerminatedStatus Date:09/30/2010
General Contact Number:571-272-8500
Interlocutory Attorney:ANN LINNEHAN VOGLER
Paralegal Name:JOI WILSON
Defendant
Name:Clark Capital Management Group, Inc.
Correspondence:CLARK CAPITAL MANAGEMENT GROUP, INC.
1735 MARKET STREET , MELLON BANK CENTER, 34TH FLOOR
PHILADELPHIA, PA 19103
UNITED STATES
 
Serial #:74329225Application FileAssignmentRegistration #:1835661
Application Status: CANCELLED - SECTION 18
Mark: RTE FUNDTRAK
Plaintiff
Name:ExpertPlan, Inc.
Correspondence:J. ANTHONY LOVENSHEIMER
PEPPER HAMILTON LLP
3000 TWO LOGAN SQUARE, EIGHTEENTH AND ARCH STREETS
PHILADELPHIA, PA 19103-2799
UNITED STATES
lovensheimera@pepperlaw.com
Phone: 215-981-4000
 
Serial #:77827322Application FileAssignmentRegistration #:4053506
Application Status: CANCELLED - SECTION 8
Mark: FUNDTRA(K)
Prosecution History
#DateHistory TextDue Date
709/30/2010TERMINATED
609/30/2010COMMISSIONER'S ORDER CANCELLING THE REGISTRATION
509/01/2010BOARD'S DECISION: GRANTED
407/15/2010NOTICE OF DEFAULT
305/20/2010PENDING, INSTITUTED
205/20/2010NOTICE AND TRIAL DATES SENT; ANSWER DUE:06/29/2010
105/20/2010FILED AND FEE
Results as of 11/23/2024 12:44 AM
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