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Cancellation

Number:92045861Filing Date:05/30/2006
Status:TerminatedStatus Date:11/07/2006
General Contact Number:571-272-8500
Interlocutory Attorney:DAVID M MERMELSTEIN
Paralegal Name:MONIQUE HILL_TYSON
Defendant
Name:Athelon Management Group, LLC
Correspondence:Athelon Management Group, LLC
2101 Rexford Road, Suite 300
Charlotte, NC 28211
UNITED STATES
 
Serial #:76208911Application FileAssignmentRegistration #:2510195
Application Status: CANCELLED - SECTION 18
Mark: ATHELON
Plaintiff
Name:Athilon Structured Investment Advisors LLC Athilon Structured Investment Advisors LLC
Correspondence:Bradford S. Breen
Orrick, Herrington & Sutcliffe LLP
666 Fifth Avenue
New York, NY 10103
UNITED STATES
bbreen@orrick.com,ipprosecution@orrick.com
 
Prosecution History
#DateHistory TextDue Date
911/07/2006TERMINATED
811/07/2006COMMISSIONER'S ORDER CANCELLING THE REGISTRATION
710/30/2006BOARD'S DECISION: GRANTED
608/22/2006SERVICE BY PUBLICATION
507/24/2006SUSPENDED PENDING PUBLICATION
406/12/2006RETURNED UNDELIVERABLE
305/30/2006PENDING, INSTITUTED
205/30/2006NOTICE AND TRIAL DATES SENT; ANSWER DUE:07/09/2006
105/30/2006FILED AND FEE
Results as of 11/18/2024 08:54 AM
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