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Exparte Appeal

Number:77208800Filing Date:12/15/2008
Status:TerminatedStatus Date:04/14/2009
General Contact Number:571-272-8500
Paralegal Name:ELLEN YOWELL
Plaintiff
Name:Lockwood Advisors, Inc.
Correspondence:ALLISON Z. GIFFORD
DUANE MORRIS LLP
30 SOUTH 17TH STREET
PHILADELPHIA, PA 19103
UNITED STATES
azgifford@duanemorris.com
Phone: 215-979-1000
 
Serial #:77208800Application FileAssignment
Application Status: ABANDONED - AFTER EX PARTE APPEAL
Mark: LOCKWOOD ADVISOR FLEX PORTFOLIOS
Prosecution History
#DateHistory Text
504/14/2009TERMINATED
402/28/2009BD'S DECISION: DISMISSED FOR FAILURE TO FILE BRIEF
312/15/2008INSTITUTED
212/15/2008APPEAL ACKNOWLEDGED
112/15/2008APPEAL TO BOARD
Results as of 02/16/2025 08:59 PM
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