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Cancellation

Number:92028312Filing Date:11/12/1998
Status:TerminatedStatus Date:01/13/2000
General Contact Number:571-272-8500
Interlocutory Attorney:CINDY B GREENBAUM
Paralegal Name:LALITA R WEBB
Defendant
Name:NATIONAL ASSICIATION OF PERSONAL FINANCIAL ADVISORS
Correspondence:MARK K. SURI
JENNER & BLOCK
ONE IBM PLAZA
CHICAGO, IL 60611
UNITED STATES

 
Serial #:74347204Application FileAssignmentRegistration #:1804721
Application Status: CANCELLED - SECTION 8
Mark: 800-FEE-ONLY
Plaintiff
Name:INTERNATIONAL ASSOCIATION OF REGISTERED FINANCIAL CONSULTANTS (IARFC)
Correspondence:JOHN W. KEPLER III
SEULTHAUS & WALSH, P.C.
7733 FORSYTH BOULEVARD TWELTH FLOOR
ST. LOUIS, MO 63105
UNITED STATES

 
Prosecution History
#DateHistory TextDue Date
1201/13/2000TERMINATED
1101/13/2000BOARD'S DECISION: DISMISSED W/ PREJUDICE
1012/27/1999PL'S W/D OF CANCELLATION W/PREJ.
910/12/1999SUSPENDED
809/27/1999D'S MOT FOR EXTEN. OF TIME W/ CONSENT
706/24/1999D'S MOT FOR EXTEN. OF TIME W/ CONSENT
604/30/1999D'S MOT FOR EXTEN. OF TIME W/ CONSENT
503/17/1999REMAILED #4; ANSWER DUE 4/26/99
401/27/1999DEF. #3 RETURNED UNDELIVERABLE
312/24/1998PENDING, INSTITUTED
212/24/1998NOTICE SENT; TRIAL DATES RESET; ANSWER DUE 02/02/1999
111/12/1998FILED AND FEE
Results as of 11/22/2024 11:01 AM
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